Transaction Monitoring and Surveillance

 Financial Crime Compliance Monitoring and Transaction Alert Model Validation

​We work together with our clients to design and implement and test operational effectiveness of manual, semi and fully automated transaction monitoring solutions for various client types, products such as Trade Finance, and service offerings such as Correspondent Banking with the aim to increasing focus on key risks and reducing compliance costs through solutions that:

• ​Monitor more transaction real time;
• Are in line with industry best practice;
• Incorporate trend based monitoring to suit your client profile and account complexity to enable identification of any changes in account usage (remittance and product investments);
• Enable identification of cross selling opportunities as the clients needs change; and 
• Improve alert quality and accuracy through SMART scenario and threshold implementation.

General Monitoring and Surveillance

Outside of Transaction Monitoring, we work with our clients to develop integrated monitoring and surveillance frameworks to test the operational effectiveness of existing controls in a range of areas including but not limited to:
- Personal Account Dealing
- Outside Business Interests
- Investment Suitability
- Regulatory Reporting
- Research 
- Financial Products

Automated Monitoring and Surveillance

Risk Model implementation in IT Systems
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Based on your budget and all your monitoring and surveillance needs we can assist in the identification off-the-shelf products suitable for your business, and work together with your business and existing information technology framework to develop in-house solutions incorpiarting as needed the latest FinTech solutions through our businss partners.